Testimony of Linda C. Hodges, EdD, RN, Dean
On behalf of the College of Nursing University of Arkansas for Medical Sciences

On The Nursing Shortage and Its Impact on America's Health Care Delivery System

Before the Senate Health, Education, Labor and Pensions Committee
On February 13, 2001 at 10:00 am


When you visit your father after a coronary bypass or your mother in an Alzheimer's unit, you expect a competent nurse to be there. Twenty-four hours a day, seven days a week, these professionals provide highly technical complex care and comfort during the many critical moments from birth to death. The current nursing and nurse educator shortages pose a major threat to the quality of healthcare all Americans expect and deserve, but most importantly to our elderly, one of society's most vulnerable populations. The care of our senior citizens is one of the most important issues we face in our nation today. In Arkansas, where the percentage of the older population is growing much faster than in 44 states, the care of the elderly poses a major dilemma.

Arkansas is a poor rural southern state with 57 of its 75 counties deemed totally medically underserved areas (MUAs) and 13 partially underserved. Of the 2.5 million people living in the state, 17.2 percent are minorities and 14.2 percent are 65 and older. Elders in Arkansas tend to remain or settle in rural areas with 51 percent residing in MUAs and 38 percent living in partially MUAs. In the past decade, the number of older Arkansans has increased by 40 percent. By 2015, this number is expected to grow by an additional 41 percent and by 2025 it is expected to almost double. Like many states in the nation, the segment of the elderly population with the fastest growth rate is the frail elderly, 85 years and older. In Arkansas, 75,000 older Arkansans over 65 live in poverty, and of those living in MUAs, 40 percent have annual incomes below $10,000. The vast majority of these frail elderly require a significant level of nursing care throughout the latter stage of life.

Healthcare for Arkansas's Senior Citizens

Although Arkansas spends 17 percent of its gross state product on health care, it continues to be ranked 50th in the nation on health care indicators. Its citizens, particularly the elderly, continue to carry a disproportionate burden of suffering and disease. The primary health care services available to meet the needs of older Arkansans include 102 hospitals with a total of 13,555 beds, 239 nursing homes with 25,404 beds, the Arkansas Department of Health, and a number of home health services. Each of these components of the state's health care system is caught in the throes of a nursing shortage that grows worse every day, limiting access and quality of care.

In the past three years, the numbers of registered nurse (RN) vacant positions has greatly increased with some rural hospitals reporting vacancy rates of 30 percent. A survey conducted by the Arkansas Hospital Association of its 102 members during fall 2000, found 53 hospitals reporting 750 budgeted unfilled RN vacancies. When asked how many RNs would be hired if available, those responding indicated 1,500 RNs were needed to cover turnover, vacant and new positions. At the present time the RN vacancy rate in our University Hospital, the state's major safety net for critically ill elders and the indigent, is 16 percent with 88 budgeted unfilled positions. The vacancy rate would be even higher if a 19-bed unit and seven ICU beds were not closed last year due to insufficient permanent RN staff. To cover summer vacations for the overworked RN staff, our nursing director is trying to contract now for traveling nurses at salaries of $40 to $50 an hour, twice that of the average hourly wage of existing permanent staff. Among the staff, all of whom are required to do mandatory overtime if needed, morale is low and frustration is high. Although low salary is a major complaint, the most common frustration stems from the inability to provide the comprehensive patient and family care that originally held the attraction of nursing as a career.

Long-term care facilities are also experiencing great difficulty recruiting and retaining RNs. According to state and federal regulations, Arkansas's nursing homes must have a minimum of one registered nurse on staff for every 105 beds. At the present time, the state's 238 nursing homes are almost all minimally staffed and face even greater difficulty than hospitals in recruiting and retaining RNs. The state Office of Long Term Care experienced a 30 percent turnover rate among its 64 RN positions last year and has four to ten vacancies at any point in time [C. Shockley (personal communication, February 18, 2000)]. The state's home health care agencies are similarly plagued with short RN staffing, further compromising access and quality of care particularly for rural elders living in underserved areas.

Further, the Arkansas Department of Health, the state's community-based safety net for the elderly, has a wholly inadequate staff of appropriately educated RNs. Of the approximately 1,000 employed public health nurses, only 15 percent hold a baccalaureate degree with the remaining 85 percent having no formal course work in core public health functions, leadership and management, or gerontology. In many rural areas access to primary medical care is at a premium, and the nursing staff in the local health unit may provide their only opportunity to see a health care provider.

Arkansas's Nursing Workforce

The cause for the critical nursing shortage in Arkansas reflects the national nursing shortage. Enrollment and graduation rates have markedly declined; nursing faculty shortages are escalating; educational resources are declining; clinical sites for student placement have decreased; and fewer RNs are available to mentor students and new graduates. At the same time the current nursing staff is aging along with the rest of the baby boomer generation, retirements are increasing, and the demand for highly educated RNs continues to exceed supply.

Nursing Enrollments

Nationally, over the past five years, entry-level enrollment in Bachelor of Science in Nursing (BSN) programs has continued to fall by approximately 5 percent annually. In 1992, enrollment in Arkansas RN programs peaked following the shortage of the late 80's and early 90's. In the past eight years, however, enrollment has declined by 44.4 percent. Nationally during the past year the master's level enrollment also has slightly declined. In our college's master's program, the largest among the four in the state, enrollment declined 20 percent in 2000. Similar to most of the nation's 77 nursing doctoral programs, our nursing Ph.D. program is under-enrolled. Across all schools of nursing and all degree programs nationwide, the number of students from racially and ethically diverse backgrounds is below that in the general population. In 2000, after intensive recruitment activities to increase the percentage of minority students enrolled and to allow for attrition and bridging the gap in the state, only 17 percent of students in the entering class were minorities.

There is an increasing demand for baccalaureate-educated nurses prepared in critical thinking, leadership, case management, and gerontology to care for elders in both inpatient and outpatient settings. And nurses with master's and doctoral preparation are needed to teach in our schools of nursing, conduct research, and fill key clinical specialties such as gerontology, critical care, and the operating room. The National Advisory Council on Nurse Education and Practice has recommended that at least two-thirds of all registered nurses hold baccalaureate or higher degrees by 2010. Nationally, only 32 percent are prepared at the baccalaureate level and 10 percent at the master's level or above. In Arkansas 20.6 percent of RNs are prepared at the baccalaureate level while only 4.2 percent are prepared at the master's and doctoral levels. Arkansas ranks last in the nation in numbers of baccalaureate nurses per capita. At the present time in the face of intensive recruitment, applications to our baccalaureate program have plummeted with only 127 applications for 150 slots.

The declining enrollment in nursing education can be attributed to a number of factors. Over the past decade, the image of professional nursing has changed from a field that offered many opportunities and high job security to one that holds great uncertainty and difficult with sometimes dangerous working conditions. The bright young women that dominated the nursing applicant pool 15 years ago are now applying and are readily accepted into traditionally male dominated professions of law, medicine, pharmacy, computer technology, and engineering. Today's college students view nursing's beginning salaries as low compared to other professionals and when choosing nursing as career salary compression remains a major problem. Students at all levels cite financial support through grants, scholarships, and loans as a key factor in choosing a field of study. With an average age of 26 for nursing baccalaureate students in our College, many share the master's and doctoral student's heavy family and financial obligations. Financial support for students is limited at all levels but particularly at the doctoral level, with only 10 percent of the federal graduate traineeship funds under Title VIII available for doctoral student support.

Graduation Rates

Nationally, graduation rates for all basic nursing education programs continue to decline. In Arkansas, the graduation rate for students in RN programs has declined over one third after reaching a peak in 1996. A recent survey of the 25 schools of nursing in the state indicated only 844 students are expected to graduate in May 2001. This number is less than those graduating in 1990, in the midst of the last nursing shortage. The Bureau of Health Professions anticipated a growth of 22.7 percent in numbers of RNs for Arkansas between 1996-2006 as compared to 11.2 percent nationally. However, Arkansas has experienced a decline of 35.6 percent in new RNs in the first four years. Assuming all graduates pass the state licensing exam and remain in the state to work, the number would fill the current budgeted vacancies in only 53 of Arkansas 102 hospitals.

Recommendations

  1. Substantially increase the FY 2002 appropriations request for the Nurse Education Act (NEA) to provide additional funding for student recruitment and support.
  2. Increase FY 2002 funding for the existing nursing education loan repayment program (Sec. 835 and 842 of the Public Health Service Act), and earmark for direct financial support additional funds for Minority Nurse Initiatives (Sec. 821 of the Nursing Education Act).
  3. Under new legislative authority, consider the creation of a National Nurse Corps to provide tuition and a stipend for baccalaureate students in their last two years of study in exchange for working in underserved areas.

Nurse Educator Shortage

Fewer numbers of qualified nursing student applicants and a declining graduation rate are certainly major factors in the nursing shortage. However, the critical shortage of nursing faculty is also a key contributor. In many instances more qualified nursing applicants are available than the numbers of faculty and educational resources to support them. For example, in Arkansas in 1999, there were 153 qualified applicants who were not admitted to the state's RN programs due to insufficient numbers of qualified faculty, inadequate physical facilities and nursing learning labs, and budgetary funding. In addition to these deficiencies in Arkansas' nursing education programs, available clinical placements for student practical experience have declined in hospitals and other health care facilities.

A number of factors are converging that contribute to the nurse educator shortage. Chief among these are the aging of faculty leading to increasing retirements, low salaries, increased workload, and inadequate numbers of masters and doctoral graduates to fill vacant and new faculty positions. The average age of nursing faculty as reported by the American Association of Colleges of Nursing is 52 for professors and 49 for associate professors. The average age of Arkansas nursing faculty at all levels of basic RN education is 47 while the average age of doctoral faculty is 53. In the year 2000, five of the state's 57 doctoral nursing faculty members retired. With baby boomers comprising the bulk of nurse educators, the number of retirements can be expected to reach alarming proportions by the end of the decade yet the number of doctoral nursing graduates has remained relatively flat for the past five years. Moreover, with the average age of new doctoral recipients in nursing at 45 years of age compared to 34 in all fields, the small number of young nurse scholars and researchers available to fill faculty ranks is totally inadequate.

Recommendations

  1. Under new legislative authority, create a program to fund full-time study for recent BSN graduates and master's students to rapidly complete doctoral studies in order to produce the numbers of doctoral graduates needed for the professorate.
  2. Create a Nursing Faculty Loan Scholarship Repayment Program to provide substantial funding for full-time doctoral study that would allow for payback by teaching full-time for one year of funding.

Low salaries are a major barrier to faculty recruitment and retention. As predominately a woman's profession, salaries have historically lagged behind those in the male dominated fields of business, law, engineering, and medicine. In Arkansas the average nursing faculty salary remains approximately $39,000 compared to $62,000 in engineering and $59,000 in business. The only discipline with a lower average salary is home economics with an average salary of $34,000. In the private sector, similarly prepared master's and doctoral nurses earn $15,000 to $50,000 more annually than in the faculty role. During 2000, of the 273 full-time and 63 part-time RN nursing faculty, 28 resigned. Of these, 20 left nursing education as a career citing low salary and increased work demands as primary reasons. Currently 13 faculty positions are vacant and 16.5 percent of the full-time and 54 percent of the part-time faculty in the state's RN programs fail to meet the minimum standards of a master's degree in nursing consistent with those required for national accreditation. This along with only 47 doctoral faculty out of 336 full and part-time faculty places the state's schools at risk for losing their national accreditation and the nursing education infrastructure at risk for further deterioration.

Across the nation, the physical facilities housing our nursing education programs are severely lacking. As education programs have expanded over the past two decades, appropriate space for nursing faculty offices, modern classrooms, and learning labs have failed to expand to house them. Many universities have increased their deferred maintenance, leaving faculty and students housed in less than adequate physical plants. Learning laboratories are often lacking in technical equipment and computers necessary to prepare the new graduate to enter the world of high-tech nursing. Further, many schools lack the funding to purchase equipment and develop the faculty for distance learning. During the last decade our college's faculty has increased by 63 percent and our student body has doubled. We have established a major research program and increased our faculty practice to include a nurse managed primary care clinic that cares for 600 elderly residents in five federally funded high rises. Our faculty is now housed in three distinct areas with one department located in private rental office space two miles from the campus. Our funding has failed to keep pace with growth and in the past three years we have sustained a 9 percent budget cut. To aid in the support for additional faculty, added salary support, and adequate modern learning facilitates, a bold federal initiative is needed.

Recommendations

  1. Under Title VIII increase support for basic nursing education and practice program support to expand enrollments in baccalaureate programs.
  2. Reinstate a capitation-type program for baccalaureate and higher degree programs to provide monies to hire faculty, pay for overhead, benefits and salary, and to expand and renovate nursing schools.
  3. Under new authority enhance nursing education by funding the technical infrastructure necessary to provide state of the art educational programming.

Clinical Learning and Work Environments

With the decline in RN staffing ratios, particularly in high acuity settings, clinical placements for student practice are at a premium limiting the ability of the student to gain the needed clinical competence for practice as a RN. In the Little Rock hospitals, we are now restricted to placing only one or two students on a clinical unit, while in the past we were able to place up to five. The RN staff on the unit is so overworked, they are unable to assist the clinical instructor in students' education, further contributing to faculty stress and work overload. At a time when expectations of new graduates are rising, their learning environment cannot provide the breadth of learning opportunities necessary to assure the clinical competence needed to function in many specialized areas and particularly those serving the elderly.

Recommendation

  1. Develop a program through support of the Medicare Graduate Medical Education funding authorities to authorize payment for clinical training costs and faculty salaries in the clinical facility to support hospital based Post-BSN Residency Programs.

Summary

The current nursing and nurse educator shortages pose a major threat to all American citizens but most particularly the elderly. The well-educated nurse is at the heart of elder health care and provides an indispensable level of competence for which there is no substitute. As an educator for 35 years, who received federal training funding for two degrees, I urge you to expand funding for nursing education under Title VIII. Under new legislative authority consider creating new funding programs that the nation and its elderly need to ensure a sufficient nursing workforce and an educational system for preparing it. You have seen today the power of the nurse to comfort and to heal. Please help us keep nursing in the picture of elder care.


References

American Association of Colleges of Nursing. (2000) 1999-2000 Enrollment and graduations in baccalaureate and graduate programs in nursing. Washington, D.C.: Author.

American Association of Colleges of Nursing. (2000) Amid nursing shortages, schools employ strategies to boost enrollment. Issue Bulletin. Washington, D.C.: Author.

American Association of Colleges of Nursing. (1999) Faculty shortages intensify nation's nursing deficit. Issue Bulletin. Washington, D.C.: Author.

American Association of Colleges of Nursing. (1999) Nursing education's agenda for the 21st century. Position Statement. Washington, D.C.: Author.

American Association of Colleges of Nursing. (1998) As RN's age, nursing schools seek to expand the pool of younger faculty. Issue Bulletin. Washington, D.C.: Author.

American Association of Colleges of Nursing. (1998). With demand for RNs climbing, and shortening supply, forecasters say what's ahead isn't typical "shortage cycle". Issue Bulletin. Washington, D.C.: Author.

American Association of Colleges of Nursing. (1991). More students, fewer resources: State schools feel recession's impact on nursing education. Issue Bulletin. Washington, D.C., Author.

American Association of College of Nursing, American Nurses Association, American Organization of Nurse Executives & National League for Nursing. (2001). Strategies to reverse the new nursing shortage. Policy Statement from Tri-Council Members. Washington, D.C.: Author.

American Hospital Association Strategic Policy Planning Committee (2001). Workforce Supply for Hospitals and Health Systems Issues and Recommendations. Statement of Interim Positions. [Online]. Available: www.ahapolicyforum.org/policyresources/workforceB0123.asp

Arkansas Department of Health, Department of Health Statistics (1999). [Online]. Available: www.healthyarkansas.com.

Aurbach, D., Buerhaus, P., & Staiger, D. (2000). Part Two: Associate degree graduates and the rapidly aging RN workforce. Nursing Economics, 18(4), 178-184.

Bureau of Health Professions National Center for Health Workforce Information and Analysis. (2000). HRSA State Health Workforce Profiles: Arkansas. Author.

Buerhaus, P. (2001) Aging nurses in an aging society: Long term implications. Reflections on Nursing Leadership, 27(1), 35-36.

Buerhaus, P., Staiger, D., & Auerbach, D. (2000a). Implications of a rapidly aging registered nurse workforce. The Journal of the American Medical Association, 283(22), 2948-2954.

Buerhaus, P., Staiger, D., & Auerbach, D. (2000b). Part One: Why are shortages of hospital RNs concentrated in specialty care units? Nursing Economics, 18(3), 111-116.

Buerhaus, P., Staiger, D., & Staiger, D., & Auerbach, D. (2000c). Part Four: Policy responses to the aging registered nurse workforce. Nursing Economics, 18(6), in press.

Buerhaus, P., Auerbach, D. (1999) Slow growth in the United States of the number of minorities in the RN workforce. Image: Journal of Nursing Scholarship 31(2) 179-189.

Nurse Administrators of Nursing Education Program Task Force (1999). A white paper: Arkansas nurse educator shortage and its impact on registered nurse workforce shortage. Little Rock, AR: Author.

The Nurse Educator Shortage: Hearing before the Joint Subcommittee for Public Health Labor and Welfare, 82nd Session, Arkansas General Assembly (2000) (testimony of Linda C. Hodges).

The Nurse Educator Shortage: Hearing before the Joint Subcommittee for Public Health, Labor and Welfare, 82nd Session, Arkansas General Assembly (2000) (testimony of Barbara Williams).

Staiger, D., Buerhaus, P., & Auerbach, D. (2000) Part Three: Expanding career opportunities for women and the declining interest in nursing as a career.

Nursing Economics, 18(5), in press. U.S. Census Bureau, Arkansas State Data Center. (1999). [Online]. Available: www.census.gov.

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